Introduction
Lung cancer continues to be the leading cause of cancer-related mortality worldwide, responsible for nearly one in five cancer deaths each year [
1-
3]. Despite advances in early detection, targeted therapies, and immune checkpoint inhibitors, the overall prognosis for lung cancer patients remains poor. This is largely due to a significant proportion of cases being diagnosed at advanced or metastatic stages, as well as the frequent occurrence of therapeutic resistance [
4,
5]. These clinical challenges underscore the urgent need to identify the molecular determinants that contribute to tumor progression, invasiveness, and the establishment of aggressive tumor phenotypes.
In recent years, there has been growing attention to the tumor secretome, which is defined as the collection of proteins and vesicular components actively secreted or passively released by tumor cells and other cells within the tumor microenvironment [
6,
7]. The cancer secretome is now recognized as a critical mediator of intercellular communication, orchestrating tumor-stromal interactions and shaping the biological behavior of cancer cells. Increasing evidence demonstrates that tumor-derived secreted factors regulate key oncogenic processes, including extracellular matrix remodeling, angiogenesis, immune modulation, metabolic reprogramming, and resistance to anticancer therapies [
7-
10]. Consequently, secreted proteins have become an important source of candidate biomarkers and functional mediators of cancer progression.
Among the secreted proteins implicated in cancer, serpin family A member 3 (
SERPINA3; α1-antichymotrypsin) is a serine protease inhibitor that belongs to the serpin superfamily. It is widely recognized as an acute-phase protein, with its expression induced in response to inflammatory signals [
11-
13].
SERPINA3 is transcriptionally induced by cytokine-activated Janus kinase (JAK)/signal transducer and activator of transcription 3 (STAT3) signaling and is widely associated with inflammatory conditions [
14]. In the context of cancer, aberrant
SERPINA3 expression has been reported in multiple tumor types, suggesting a potential role in tumor biology that extends beyond its conventional function in protease inhibition [
11,
13].
Functionally,
SERPINA3 has been linked to tumor aggressiveness across various malignancies. Elevated expression of
SERPINA3 is associated with increased tumor cell migration, invasion, epithelial-mesenchymal transition, and poor clinical outcomes in cancers such as melanoma, triple-negative breast cancer, colorectal cancer, and glioma, highlighting its predominantly pro-tumorigenic role [
15-
19]. In lung cancer, available evidence remains limited and conflicting. Some studies have reported reduced
SERPINA3 expression in tumor tissues, suggesting tumor-suppressive effects upon ectopic overexpression. In contrast, other studies have demonstrated elevated
SERPINA3 expression and pro-tumorigenic functions, including increased proliferation and invasion [
20,
21]. These conflicting observations suggest that the biological role of
SERPINA3 is highly context-dependent and not well understood, particularly in non-small cell lung cancer (NSCLC).
In addition to its connection with tumor aggressiveness, recent transcriptomic studies across various tumor types, including glioma, have linked
SERPINA3 expression to immune-related programs, especially inflammatory signaling and pathways associated with immune cells [
19,
22]. This indicates that
SERPINA3 expression may relate to different immune states within the tumor microenvironment. However, the significance of
SERPINA3 in tumor-immune interactions has not been systematically investigated, and its potential link to immune checkpoint-related tumor states, particularly in lung cancer, remains largely unexamined.
Notably, despite the growing interest in the role of SERPINA3 in cancer biology, most studies to date have been conducted within individual cohorts or cancer-type-specific experimental systems, with limited independent validation across multiple datasets. Comprehensive multi-cohort investigations validating SERPINA3 expression patterns and clinical significance in independent lung cancer cohorts remain scarce. Additionally, the relationships between SERPINA3 expression and key malignant phenotypes—including tumor invasiveness, disease progression, and immune-associated programs—have not been systematically evaluated in an integrated multi-cohort framework.
In this study, we conducted a multi-cohort transcriptomic screen of 1,896 genes encoding secreted proteins to identify prognostic biomarker candidates in NSCLC. Candidates were prioritized based on differential expression between tumor and normal tissues, as well as survival associations across public NSCLC cohorts. SERPINA3 was selected for further validation in The Cancer Genome Atlas (TCGA) NSCLC dataset and an institutional bronchoalveolar lavage fluid (BALF) registry. Our objectives were to determine whether SERPINA3 consistently indicates adverse tumor biology and immune contexture across cohorts, and whether BALF SERPINA3 has potential clinical utility as a minimally invasive biomarker linked to patient outcomes.
Discussion
We conducted a multi-cohort transcriptomic screen of genes encoding secreted proteins, integrating differential expression and Cox meta-analysis, which identified SERPINA3 as a candidate prognostic biomarker in NSCLC. In the TCGA NSCLC dataset, SERPINA3 distinguished tumors into two transcriptomic phenotypes: while normal lung tissue exhibited higher average levels of SERPINA3 than bulk tumors, the SERPINA3-high subset surpassed normal levels, whereas the SERPINA3-low subset fell below normal levels, indicating biologically distinct subgroups. Patients with SERPINA3-high tumors experienced shorter OS and PFS according to Kaplan-Meier analysis.
To reconcile the seemingly discrepant prior findings, we considered the inter-patient variability in tumor
SERPINA3 expression. A prior NSCLC analysis likewise found lower
SERPINA3 in TCGA tumors than in normal lung [
20], mirroring our tumor-versus-normal contrast. However, such between-tissue comparisons do not explain why, within the tumor cohort, the
SERPINA3-high subset fares worse. Across public cohorts, we observed a consistent two-level pattern: datasets such as GSE19804, GSE32863, and GSE75037 demonstrate an overall downregulation of
SERPINA3 in tumor tissue compared to normal tissue. In contrast, other datasets (e.g., GSE31210, GSE37745, GSE41271, GSE42127) associate higher tumor
SERPINA3 levels with poorer prognosis. Our TCGA validation reconciles these observations by revealing significant inter-patient variability in tumor
SERPINA3 expression. Although bulk tumors average lower
SERPINA3 levels than normal lung tissue, stratifying tumors into
SERPINA3-high and
SERPINA3-low subsets uncovers distinct immune programs and survival trajectories. This provides a biologically coherent rationale for the adverse outcomes observed in the
SERPINA3-high subset.
An additional point worth considering is the origin of the supranormal
SERPINA3 expression observed in the
SERPINA3-high subset. Since
SERPINA3 is an inflammation-related acute-phase protein that can be induced by cytokine signaling, including IL-1/IL-6-STAT3, one possibility is that this expression pattern reflects an intense inflammatory tumor microenvironment rather than a purely tumor-cell-intrinsic program [
11]. At the same time, prior studies in other malignancies support a tumor-cell-intrinsic role for
SERPINA3 [
16,
27]. Because our analyses were based on bulk transcriptomic data, we cannot determine whether the
SERPINA3-high state is primarily due to malignant-cell overexpression, inflammatory microenvironmental factors, or a combination of both.
This interpretation aligns with findings in other malignancies, including breast cancer, glioma, melanoma, and endometrial cancer, where elevated
SERPINA3 is associated with adverse outcomes [
15,
16,
19,
28]. By contrast, a prior lung cancer study described tumor-suppressive effects of
SERPINA3 largely from
in vitro and murine models, with limited patient-level survival data [
20]. In the TCGA dataset, GSEA indicated enrichment of TNF-α/NF-κB, inflammatory response, IL-6-JAK-STAT3, and IL-17 signaling in the
SERPINA3-high group. This pattern aligns with previous reports, which suggest that in melanoma,
SERPINA3 is involved in tumor migration and invasion through STAT3-dependent induction [
14], and in glioma, a
SERPINA3-high subset shows enrichment of TNF-α/NF-κB signaling [
19]. Together, these data indicate a conserved inflammatory circuitry that may contribute to NSCLC biology. In this context,
SERPINA3-high NSCLC exhibited a T-cell-infiltrated phenotype characterized by elevated checkpoint markers, consistent with T-cell dysfunction and the upregulation of immunosuppressive mediators (TGF-β, IL-10, IDO). This suggests an association with T-cell dysfunction and potential immune escape.
Prior work reported elevated extracellular vesicles (EVs) containing
SERPINA3 in the plasma of patients with NSCLC compared to healthy controls, suggesting circulating detectability [
29]. However, that study evaluated EV-associated
SERPINA3 in immunocaptured plasma tumor-derived EVs, while we measured
SERPINA3 using ELISA in unfractionated plasma and BALF. Despite these methodological differences, our findings build on previous observations by demonstrating that
SERPINA3 levels in BALF, but not in plasma, are linked to clinical outcomes. In multivariable Cox models, higher BALF
SERPINA3, modeled per 1 standard deviation increase, remained independently associated with both shorter PFS and worse OS, whereas plasma
SERPINA3 did not (
Tables 2, 3). This supports the relevance of
SERPINA3 at the tumor-airway interface. Additionally, when considered alongside transcriptomic data from publicly available datasets, our results suggest a localized secreted-protein signal at the tumor-airway interface that is captured by BALF, highlighting the potential of
SERPINA3 as a candidate prognostic biomarker for risk stratification.
From a clinical perspective, the value of BALF in this context may stem less from its reduced invasiveness and more from its proximity to the tumor-bearing lung compartment. Compared to plasma, BALF is more likely to capture local immune-inflammatory and tumor microenvironment signals that may be diluted or obscured in the systemic circulation [
30,
31]. This interpretation aligns with our finding that BALF
SERPINA3 levels, but not those in plasma, are associated with clinical outcomes. Currently, these findings support the role of
SERPINA3 primarily as a prognostic biomarker candidate for risk stratification, especially when considered alongside established clinicopathologic variables, rather than as a standalone marker for treatment selection. We also observed a sex imbalance between the BALF
SERPINA3-high and -low groups. While direct evidence addressing sex differences in
SERPINA3 specific to NSCLC is limited, broader studies have described sex-associated transcriptomic differences in NSCLC [
32]. Given that
SERPINA3 is an inflammation-related acute-phase protein, this finding may reflect sex-related differences in immune or inflammatory states; however, this interpretation remains hypothesis-generating.
Several features strengthen our study. By combining a multi-cohort transcriptomic screen of genes encoding secreted proteins (differential expression plus Cox meta-analysis) with orthogonal validation in the TCGA NSCLC dataset, we minimized bias from single cohorts or methods and nominated SERPINA3 as a candidate prognostic biomarker in NSCLC. Concordant signals across differential expression, survival separation, and pathway enrichment support a mechanism-informed interpretation—specifically, that SERPINA3-high tumors are T-cell-infiltrated yet exhibit high checkpoint levels, consistent with T-cell dysfunction. This lends biological plausibility to the prognostic association. On the translational axis, the SERPINA3-associated state was captured in BALF but not in plasma, indicating compartment specificity at the tumor-airway interface. This supports the feasibility of BALF-based risk stratification and serial monitoring without the need for invasive tissue biopsies, such as transbronchial lung biopsy or computed tomography-guided needle biopsy.
Several limitations warrant consideration. First, our study relied in part on publicly available bulk transcriptomic datasets, which limited cell type-resolved attribution and precluded inferences about cell-cell interactions. The correlations between SERPINA3 and markers and pathways related to T-cell dysfunction are observational and do not establish causality. Second, because BAL involves variable dilution and recovery, the measured BALF SERPINA3 levels may have been influenced by procedural variability. In our study, BAL was performed using a standardized institutional protocol, but no additional normalization or dilution correction for instilled or retrieved volume was applied. Third, although higher BALF SERPINA3 levels were independently associated with shorter PFS, the HR was numerically close to 1, suggesting that its incremental clinical value may be modest and should be interpreted cautiously. Accordingly, BALF SERPINA3 may be better viewed as a candidate biomarker requiring further validation rather than a standalone clinical marker at this stage. Finally, the BALF registry lacked temporally matched tumor tissue from the same patients, limiting direct within-patient correlations between tissue and BALF and motivating the need for paired-sampling studies.
Taken together, the data indicate that inter-patient variability in tumor SERPINA3 expression is associated with distinct immune-functional states and prognostic trajectories. The SERPINA3-high state corresponds with sustained inflammatory cytokine signaling and upregulation of T-cell checkpoints, features that likely reflect—and may reinforce—a myeloid-skewed, protease-rich microenvironment conducive to T-cell dysfunction. In contrast, the SERPINA3-low state is relatively enriched in cytotoxic and natural killer cell-related features, which align with more effective antitumor immunity. Overall, our data support SERPINA3 as a promising prognostic biomarker candidate linked to T-cell dysfunction in NSCLC. Measurements based on BALF may provide clinically relevant tumor-proximal information for patient risk stratification, especially when local immune-inflammatory signals are not easily captured in plasma. The potential role of SERPINA3 as a predictor of response to PD-1/PD-L1 blockade is promising and warrants prospective, pre-specified evaluation in biomarker-defined cohorts. Finally, mechanistic studies should clarify whether SERPINA3 drives T-cell dysfunction or serves as a readout of it, as well as assess its therapeutic potential.